Filing Details
- Accession Number:
- 0001207854-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 20:18:36
- Reporting Period:
- 2013-11-16
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 20:18:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831641 | Tetra Tech Inc | TTEK | Services-Engineering Services (8711) | 954148514 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207854 | L Dan Batrack | 3475 East Foothill Boulevard Pasadena, CA 91107 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-16 | 4,625 | $0.00 | 160,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-16 | 1,719 | $28.87 | 159,029 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 30,000 | $18.07 | 189,029 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 15,000 | $24.56 | 204,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 30,000 | $28.76 | 174,029 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2031-11-18 | 15,000 | $28.76 | 159,029 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | RESTRICTED STOCK UNITS | Disposition | 2013-11-16 | 4,625 | $0.00 | 4,625 | $0.00 |
| Common Stock | STOCK OPTION | Disposition | 2013-11-18 | 30,000 | $0.00 | 30,000 | $18.07 |
| Common Stock | COMMON STOCK | Disposition | 2013-11-18 | 15,000 | $0.00 | 15,000 | $24.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 616,788 | 2012-11-16 | 2016-11-16 | No | 4 | M | Direct |
| 586,788 | 2010-03-06 | 2014-03-06 | No | 4 | M | Direct |
| 571,788 | 2005-09-06 | 2014-01-20 | No | 4 | M | Direct |
Footnotes
- On November 16, 2013, 4,625 restricted stock units (RSUs) awarded in November 2012 vested. Of the vested RSUs, 1,719 underlying shares were withheld to pay the related tax liability.
- The option was fully vested as of March 6, 2013.
- The option was fully vested as of September 6, 2005.
- On November 16, 2013, 4,625 restricted stock units (RSUs) awarded in November 2012 vested. The shares of common stock into which such vested RSUs converted are reported in Table I of this Form 4.
- Represents the conversion upon vesting of restricted stock units into common stock.
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