Filing Details

Accession Number:
0001181431-13-059745
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 20:03:30
Reporting Period:
2013-11-18
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 20:03:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1021435 Hopto Inc. HPTO Services-Prepackaged Software (7372) 133899021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553417 Robert Dixon 1901 S. Bascom Avenue
Suite 660
Campbell CA 95008
Vp Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-18 5,650 $0.45 342,459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan (the "Plan") entered into by the Reporting Person as of November 20, 2012. The shares are being sold to pay income tax upon vesting of restricted stock granted under the Issuer's equity incentive plan. The Reporting Person has no control over the timing of the sale of shares under the Plan.