Filing Details
- Accession Number:
- 0000950103-13-006758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 19:50:30
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 19:50:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371446 | Fbr & Co. | FBRC | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1483298 | J Adam Klein | C/O Crestview Advisors, L.l.c. 667 Madison Avenue, 10Th Floor New York NY 10065 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share ("Common Stock") | Disposition | 2013-11-15 | 0 | $0.00 | 0 | No | 4 | S | Indirect | See footnotes. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnotes. |
Footnotes
- The reporting person is member of the board of directors of the issuer and is an employee of Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to investment funds affiliated with Crestview Partners GP, L.P. (the "Crestview Funds"). On November 15, 2013, November 18, 2013 and November 19, 2013, the Crestview Funds sold, respectively, 11,657, 800 and 5,200 shares of Common Stock of the issuer that were held indirectly and, following the reported transactions, the Crestview Funds are the indirect owners of 1,425,927 shares of Common Stock of the issuer.
- The reporting person disclaims beneficial ownership of such securities except and to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
