Filing Details
- Accession Number:
- 0001209191-13-053216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 19:15:15
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 19:15:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561894 | Hannon Armstrong Sustainable Infrastructure Capital Inc. | HASI | Real Estate Investment Trusts (6798) | 461347456 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1574205 | Rhem M Wooten | 1906 Towne Centre Blvd. Suite 370 Annapolis MD 21401 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-11-15 | 5,333 | $11.99 | 87,500 | No | 4 | F | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-15 | 12,500 | $11.99 | 100,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 24,000 | Indirect | By spouse |
Footnotes
- Consists of shares of Common Stock withheld by the Issuer, with approval of the Issuer's Board of Directors, in order to satisfy the tax withholding obligation of the reporting person in connection with shares received upon the exchange of 48,994 Restricted Stock Units for shares of Common Stock pursuant to the Restricted Stock Unit Award Agreement dated April 23, 2013 between the issuer and the reporting person.
- On April 23, 2013, the reporting person was granted 43,714 shares of restricted common stock of the issuer that were issued pursuant to the Hannon Armstrong Sustainable Infrastructure Capital Inc. Equity Incentive Plan. The shares vest as to one fourth on April 23, 2014, one fourth on April 23, 2015, one fourth on April 23, 2016 and one fourth on April 23, 2017.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.9150 to $12.0100, inclusive. The Reporting Person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.