Filing Details
- Accession Number:
- 0001359804-13-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 19:13:00
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 19:13:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193122 | Brian H Valentine | P.o. Box 81226 Seattle WA 98108-1226 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-11-15 | 5,000 | $0.00 | 52,309 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 200 | $366.22 | 52,109 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 1,000 | $367.83 | 51,109 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 400 | $368.65 | 50,709 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 900 | $370.00 | 49,809 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 700 | $370.82 | 49,109 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 300 | $372.08 | 48,809 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2013-11-15 | 5,000 | $0.00 | 5,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2013-05-15 | 2016-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 13,000 | Indirect | In trust |
Common Stock, Par Value $.01 Per Share | 216 | Indirect | Held by the reporting person's Amazon.com. 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The highest price at which shares were sold was $366.36 and the lowest price at which shares were sold was $366.07.
- Represents the weighted average sale price. The highest price at which shares were sold was $368.23 and the lowest price at which shares were sold was $367.24.
- Represents the weighted average sale price. The highest price at which shares were sold was $369.24 and the lowest price at which shares were sold was $368.29.
- Represents the weighted average sale price. The highest price at which shares were sold was $370.39 and the lowest price at which shares were sold was $369.44
- Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.46.
- Represents the weighted average sale price. The highest price at which shares were sold was $372.25 and the lowest price at which shares were sold was $371.84.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014 and 2,500 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016.