Filing Details
- Accession Number:
- 0001352027-13-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 19:00:26
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 19:00:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439532 | Michael Morhaime | C/O Blizzard Entertainment 16215 Alton Parkway Irvine CA 92618 | Pres. & Ceo-Blizzard Ent. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-15 | 70,000 | $0.00 | 406,665 | No | 4 | A | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-15 | 5,135 | $0.00 | 19,020 | No | 4 | A | Indirect | Securites held by Mr. Morhaime's wife |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-18 | 200,000 | $11.54 | 606,665 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-11-18 | 200,000 | $17.63 | 406,665 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-18 | 200,000 | $11.88 | 606,665 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-11-18 | 200,000 | $17.63 | 406,665 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-18 | 100,000 | $11.88 | 506,665 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-11-18 | 100,000 | $17.63 | 406,665 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-18 | 133,334 | $12.98 | 539,999 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-11-18 | 133,334 | $17.63 | 406,665 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2013-11-18 | 66,667 | $10.66 | 473,332 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.000001 Per Share | Disposition | 2013-11-18 | 66,667 | $17.63 | 406,665 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Indirect | Securites held by Mr. Morhaime's wife |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Acquisiton | 2013-11-15 | 200,000 | $0.00 | 200,000 | $17.72 |
| Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Acquisiton | 2013-11-15 | 8,686 | $0.00 | 8,686 | $17.72 |
| Common Stock, Par Value $0.000001 Per Share | Common Stock, par value $0.000001 per share | Disposition | 2013-11-18 | 200,000 | $0.00 | 200,000 | $11.54 |
| Common Stock, Par Value $0.000001 Per Share | Common Stock, par value $0.000001 per share | Disposition | 2013-11-18 | 200,000 | $0.00 | 200,000 | $11.88 |
| Common Stock, Par Value $0.000001 Per Share | Common Stock, par value $0.000001 per share | Disposition | 2013-11-18 | 100,000 | $0.00 | 100,000 | $11.88 |
| Common Stock, Par Value $0.000001 Per Share | Common Stock, par value $0.000001 per share | Disposition | 2013-11-18 | 133,334 | $0.00 | 133,334 | $12.98 |
| Common Stock, Par Value $0.000001 Per Share | Common Stock, par value $0.000001 per share | Disposition | 2013-11-18 | 66,667 | $0.00 | 66,667 | $10.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,000 | 2023-11-15 | No | 4 | A | Direct | |
| 8,686 | 2023-11-15 | No | 4 | A | Indirect | |
| 0 | 2019-11-09 | No | 4 | M | Direct | |
| 0 | 2020-11-08 | No | 4 | M | Direct | |
| 200,000 | 2020-11-08 | No | 4 | M | Direct | |
| 66,666 | 2021-11-10 | No | 4 | M | Direct | |
| 133,333 | 2022-11-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.000001 Per Share | 141,887 | Indirect | See footnote |
Footnotes
- This grant was for 70,000 restricted stock units, each representing the right to receive one share of the Company's common stock, one-third of which will vest on each of November 14, 2014, 2015 and 2016.
- This grant was for 5,135 restricted stock units, each representing the right to receive one share of the Company's common stock, which will vest in full on November 15, 2016.
- Following the transactions reported on this Form 4, Mr. Morhaime indirectly held (through his wife) (a) 2,636 shares of the Company's common stock and (b) 16,384 restricted stock units, each representing the right to receive one share of the Company's common stock.
- The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $17.60 to $17.76 per share. Mr. Morhaime has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, Mr. Morhaime directly held 406,665 restricted stock units, each representing the right to receive one share of the Company's common stock.
- Mr. Morhaime indirectly holds (through the Michael Morhaime Revocable Trust) 141,887 shares of the Company's common stock.
- These securities are held by the Michael Morhaime Revocable Trust.
- One-third of these options vest on each of November 14, 2014, 2015 and 2016.
- One-third of these options vest on each of November 15, 2014, 2015 and 2016.
- These options were exercisable in full as of November 9, 2012.
- These options were exercisable in full as of November 7, 2013.
- These options were exercisable as of December 31, 2012.
- The remaining options vest in four equal installments on each of December 31, 2013, 2014, 2015 and 2016.
- These options were exercisable as of November 8, 2013.
- The remaning options vest on November 9, 2014.
- One-half of the remaining options vest on each of November 8, 2015 and 2016.
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