Home > Insider Trading > Filing (0001234452-13-000537)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
804328	Qualcomm Inc	QCOM	Radio & Tv Broadcasting & Communications Equipment (3663)	953685934

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1091619	Barbara Stiles Alexander	5775 Morehouse Dr. San Diego CA 92121-1714		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-18	14,000	$33.45	28,704	No	4	M	Indirect	by Trust
Common Stock	Disposition	2013-11-18	14,000	$71.78	14,704	No	4	S	Indirect	by Trust
Common Stock	Acquisiton	2013-11-18	15,731	$35.79	30,435	No	4	M	Indirect	by Trust
Common Stock	Disposition	2013-11-18	15,731	$71.78	14,704	No	4	S	Indirect	by Trust
Common Stock	Acquisiton	2013-11-18	24,269	$35.79	38,973	No	4	M	Indirect	by Trust
Common Stock	Disposition	2013-11-18	24,269	$71.80	14,704	No	4	S	Indirect	by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust
No	4	M	Indirect	by Trust
No	4	S	Indirect	by Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-11-18	14,000	$0.00	14,000	$33.45
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-11-18	15,731	$0.00	15,731	$35.79
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-11-18	24,269	$0.00	24,269	$35.79

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-03-02	No	4	M	Direct
24,269	2016-07-30	No	4	M	Direct
0	2016-07-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,654	Direct

Footnotes

Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.
The sale prices for this transaction ranged from $71.75 to $71.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
The sale prices for this transaction ranged from $71.74 to $71.89. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
Due to an administrative error on the Form 4 filed on April 2, 2013, the amount of securities beneficially owned directly was under reported by 24 shares and the amount of securities beneficially owned indirectly, by trust was over reported by 24 shares. Two subsequent Forms 4 filed on July 2, 2013 and October 2, 2013 also reflected the incorrect amounts. The total amount of securities beneficially owned by the participant has been reported correctly.
The options vest 100% one year from the date of grant.
The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.