Home > Insider Trading > Filing (0001140361-13-043543)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
912093	Jds Uniphase Corp	JDSU	Semiconductors & Related Devices (3674)	942579683

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245146	W David Heard	430 N Mccarthy Boulevard Milpitas CA 95035	President, Commtest	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-11-15	2,578	$0.00	2,578	No	4	M	Direct
Common Stock	Disposition	2013-11-15	1,243	$12.40	1,335	No	4	F	Direct
Common Stock	Disposition	2013-11-18	1,335	$12.38	0	No	4	S	Direct
Common Stock	Acquisiton	2013-11-15	11,750	$0.00	11,750	No	4	M	Direct
Common Stock	Disposition	2013-11-15	5,664	$12.40	6,086	No	4	F	Direct
Common Stock	Disposition	2013-11-18	6,086	$12.38	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2013-11-15	2,578	$0.00	2,578	$0.00
Common Stock	Restricted Stock Unit	Disposition	2013-11-15	11,750	$0.00	11,750	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,733	2013-11-15		No	4	M	Direct
11,750	2013-11-15		No	4	M	Direct

Footnotes

Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.34 to $12.41 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.32 to $12.415 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.