Filing Details
- Accession Number:
- 0001181431-13-059660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 16:58:45
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 16:58:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478242 | Quintiles Transnational Holdings Inc. | Q | Services-Commercial Physical & Biological Research (8731) | 271341991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575951 | D John Ratliff | C/O Quintiles Transnational Holdings Inc 4820 Emperor Blvd. Durham NC 27703 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-18 | 75,000 | $6.61 | 75,000 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2013-11-18 | 40,000 | $5.76 | 115,000 | No | 4 | X | Direct | |
Common Stock | Disposition | 2013-11-18 | 115,000 | $42.55 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-18 | 97,140 | $42.55 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-18 | 75,000 | $0.00 | 75,000 | $6.61 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-18 | 40,000 | $0.00 | 40,000 | $5.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-01 | No | 4 | X | Direct | |
0 | 2016-10-01 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 182,860 | Indirect | By Trust |
Footnotes
- The reporting person is a trustee of the John David Ratliff Revocable Declaration of Trust u/a/d 9/16/05, as amended and restated by first amendment u/a/d 1/31/12, and any further amendment thereto, which trust held the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
- The reporting person is a trustee of the John David Ratliff 2012 Irrevocable Trust, which trust holds the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
- Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 75,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 15,000 vested on each of April 1, 2007, 2008, 2009, 2010, and 2011.
- Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2003 Stock Incentive Plan to purchase a total of 40,000 shares of Quintiles Transnational Holdings Inc. common stock, which vested on October 1, 2011.