Filing Details

Accession Number:
0001140361-13-043489
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 15:52:52
Reporting Period:
2013-11-18
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 15:52:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825202 Royce Focus Trust Inc FUND (0) 592876580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1009121 M Charles Royce C/O Royce &Amp; Associates, Llc
745 Fifth Avenue
New York NY 10151
President Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 7,281 $7.60 762,178 No 4 P Indirect Family Investment Entity
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Family Investment Entity
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 502,294 Direct
Footnotes
  1. Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such 754,897 shares owned by the family investment entity in which he has no pecuniary interest.