Filing Details
- Accession Number:
- 0001179110-13-016750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 15:20:20
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 15:20:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178104 | Cardica Inc | CRDC | Surgical & Medical Instruments & Apparatus (3841) | 943287832 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347183 | Iv Y Robert Newell | C/O Cardica Inc. 900 Saginaw Drive Redwood City CA 94063 | V.p. Finance, Cfo, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-18 | 10,000 | $0.95 | 83,975 | No | 4 | P | Indirect | By Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,000 | Direct |
Footnotes
- Includes 18,000 shares held in reporting person's IRA account.