Filing Details

Accession Number:
0001234452-13-000530
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 15:02:24
Reporting Period:
2013-11-15
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 15:02:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559665 R Cristiano Amon 5775 Morehouse Dr.
San Diego CA 92121-1714
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-15 7,000 $51.48 7,287 No 4 M Direct
Common Stock Disposition 2013-11-15 7,000 $71.53 287 No 4 S Direct
Common Stock Acquisiton 2013-11-15 7,334 $43.24 7,621 No 4 M Direct
Common Stock Disposition 2013-11-15 7,334 $72.04 287 No 4 S Direct
Common Stock Acquisiton 2013-11-15 534 $41.33 821 No 4 M Direct
Common Stock Disposition 2013-11-15 534 $72.04 287 No 4 S Direct
Common Stock Acquisiton 2013-11-15 1,334 $41.33 1,621 No 4 M Direct
Common Stock Disposition 2013-11-15 1,334 $72.04 287 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-15 534 $0.00 534 $41.33
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-15 1,334 $0.00 1,334 $41.33
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-15 7,334 $0.00 7,334 $43.24
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-15 7,000 $0.00 7,000 $51.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,334 2017-10-25 No 4 M Direct
0 2017-10-25 No 4 M Direct
0 2018-04-24 No 4 M Direct
0 2016-04-13 No 4 M Direct
Footnotes
  1. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  2. The sale prices for this transaction ranged from $71.5225 to $71.615. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  3. The sale prices for this transaction ranged from $72.005 to $72.07. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.