Filing Details
- Accession Number:
- 0001234452-13-000532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 15:03:00
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 15:03:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191310 | E Paul Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-15 | 8,230 | $71.22 | 423,163 | No | 4 | S | Indirect | By GRAT |
Common Stock | Acquisiton | 2013-11-15 | 100,000 | $0.00 | 472,111 | No | 5 | G | Indirect | by GRAT S |
Common Stock | Disposition | 2013-11-15 | 40,718 | $0.00 | 431,393 | No | 4 | J | Indirect | by GRAT S |
Common Stock | Disposition | 2013-11-15 | 8,230 | $71.22 | 423,163 | No | 4 | S | Indirect | by GRAT S |
Common Stock | Acquisiton | 2013-11-15 | 780 | $0.00 | 553,152 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2013-11-15 | 100,000 | $0.00 | 353,152 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2013-11-15 | 40,718 | $0.00 | 434,588 | No | 4 | J | Indirect | by Trust |
Common Stock | Acquisiton | 2013-11-18 | 54,000 | $37.29 | 488,588 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2013-11-18 | 54,000 | $72.26 | 434,588 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By GRAT |
No | 5 | G | Indirect | by GRAT S |
No | 4 | J | Indirect | by GRAT S |
No | 4 | S | Indirect | by GRAT S |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
No | 4 | J | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-18 | 54,000 | $0.00 | 54,000 | $37.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
131,697 | 2017-11-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,854 | Direct |
Footnotes
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $71.11 to $71.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
- Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
- Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- The sale prices for this transaction ranged from $72.21 to $72.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.