Filing Details
- Accession Number:
- 0000769993-13-000521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 14:10:24
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 14:10:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1126949 | /Dc/ A James Johnson | C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-15 | 10,000 | $154.16 | 10,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-11-15 | 10,000 | $164.44 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options | Disposition | 2013-11-15 | 10,000 | $0.00 | 10,000 | $154.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-05 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted in February 2010 and scheduled to expire in February 2014.
- One-third of these Stock Options became exercisable in each of January 2011, January 2012 and January 2013.
- Reflects a weighted average sale price of $164.4364 per share, at prices ranging from $164.4200 to $164.4540 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.