Filing Details
- Accession Number:
- 0000775158-13-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 14:03:28
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 14:03:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414005 | M. David Sagehorn | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-15 | 3,000 | $28.27 | 72,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-15 | 3,000 | $50.58 | 69,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-15 | 3,000 | $41.04 | 72,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-15 | 3,000 | $50.58 | 69,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-15 | 11,500 | $12.04 | 81,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-15 | 11,500 | $50.58 | 69,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-15 | 55,000 | $28.73 | 124,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-15 | 55,000 | $50.58 | 69,667 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-18 | 68,505 | $12.04 | 138,172 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-18 | 68,505 | $50.12 | 69,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2013-11-15 | 3,000 | $0.00 | 3,000 | $28.27 |
Common Stock | Options | Disposition | 2013-11-15 | 3,000 | $0.00 | 3,000 | $41.04 |
Common Stock | Options | Disposition | 2013-11-15 | 11,500 | $0.00 | 11,500 | $12.04 |
Common Stock | Options | Disposition | 2013-11-15 | 55,000 | $0.00 | 55,000 | $28.73 |
Common Stock | Options | Disposition | 2013-11-18 | 68,505 | $0.00 | 68,505 | $12.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-14 | No | 4 | M | Direct | |
0 | 2015-10-19 | No | 4 | M | Direct | |
72,500 | 2018-10-16 | No | 4 | M | Direct | |
0 | 2017-09-20 | No | 4 | M | Direct | |
3,995 | 2018-10-16 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $50.46 to $50.81. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $50.46 to $50.81. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $50.42 to $50.84. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $50.43 to $50.89. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $50.00 to $50.52. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 09/14/2005.
- Options vest in one-third (1/3) annual increments commencing on 09/19/2006.
- Options vest in one-third (1/3) annual increments commencing on 09/16/2009.
- Options vest in one-third (1/3) annual increments commencing on 09/20/2011.