Filing Details
- Accession Number:
- 0001209191-13-052957
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-19 08:58:55
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-19
- Accepted Time:
- 2013-11-19 08:58:55
- Original Submission Date:
- 2013-11-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357137 | J Paul Bennett | 201 Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-13 | 437 | $36.46 | 62,173 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-11-18 | 1,000 | $37.05 | 61,173 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 5,000 | $17.59 | 66,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 5,000 | $37.00 | 61,173 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (Rt. to Buy) | Disposition | 2013-11-18 | 5,000 | $17.59 | 5,000 | $17.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 128,500 | 2006-01-21 | 2015-01-21 | No | 4 | M | Direct |
Footnotes
- Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14,2013.
- Price Determined in accordance with the Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on February 4, 2013 and ratified by the Board of Directors on February 13-14,2013.
- Transaction originally reported on November 14, 2013 Form 4 Filing as occuring on November 14, 2013 was unilaterally cancelled by Broker and reexecuted on November 18, 2013.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Billionaire Hedge Funds
