Filing Details

Accession Number:
0001209191-13-052948
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-19 06:01:39
Reporting Period:
2013-11-15
Filing Date:
2013-11-19
Accepted Time:
2013-11-19 06:01:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933790 Tc Group, Llc C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1468089 Tc Group Iv Managing Gp, L.l.c. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1527166 L.p. Group Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1544355 Carlyle Partners Iv At Holdings, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548624 L.l.c. Management Group Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548626 Carlyle Holdings I Gp Inc. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548627 L.l.c. Sub Gp I Holdings Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548628 L.p. I Holdings Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-15 7,500,000 $23.10 55,946,250 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Carlyle Partners IV AT Holdings, L.P. is the record holder of these shares. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the managing member of TC Group IV Managing GP, L.L.C., which is the general partner of Carlyle Partners IV AT Holdings, L.P.