Filing Details

Accession Number:
0001225208-13-023838
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-18 19:31:06
Reporting Period:
2013-11-14
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 19:31:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490281 Groupon Inc. GRPN Services-Advertising Agencies (7311) 270903295
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1452645 Theodore Leonsis C/O Groupon, Inc.
600 West Chicago Avenue
Chicago IL 60654
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-11-14 150,000 $0.05 943,546 No 4 X Direct
Class A Common Stock Disposition 2013-11-14 50,000 $10.60 893,546 No 4 S Direct
Class A Common Stock Disposition 2013-11-15 50,000 $10.77 843,546 No 4 S Direct
Class A Common Stock Disposition 2013-11-18 50,000 $10.62 793,546 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2013-11-14 150,000 $0.05 150,000 $0.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
900,000 2019-06-11 No 4 X Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Deferred Stock Unit Award (Right to Receive) $0.00 17,664 17,664 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
17,664 17,664 Direct
Footnotes
  1. Reflects the exercise of options in connection with transactions effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 14, 2013. The price per share for such transactions ranged from $10.39 to $10.77. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  3. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 15, 2013. The price per share for such transactions ranged from $10.66 to $10.95. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  4. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 18, 2013. The price per share for such transactions ranged from $10.37 to $10.81. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
  5. The options reported on this line vested in three equal installments on June 11, 2009, June 11, 2010 and June 11, 2011.
  6. Mr. Leonsis has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's common stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Leonsis has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directorsand any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested.