Filing Details
- Accession Number:
- 0001181431-13-059534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 19:27:30
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 19:27:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317882 | K David Richarz | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Executive Vice President,Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-11-15 | 12,500 | $3.35 | 12,500 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-11-15 | 6,290 | $48.67 | 6,210 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Disposition | 2013-11-15 | 12,500 | $0.00 | 12,500 | $3.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
Footnotes
- This transaction is a "sell-to-cover" transaction in which the Reporting Person used the proceeds from the sale of shares in part to fund the exercise of the options.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $48.66 to $48.695, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four and one half year vesting schedule. One quarter of the option shares vested on September 11, 2010. The remaining options vested monthly over the 36 months following September 11, 2010.