Filing Details
- Accession Number:
- 0001225208-13-023835
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 19:15:55
- Reporting Period:
- 2013-11-11
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 19:15:55
- Original Submission Date:
- 2013-11-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1452645 | Theodore Leonsis | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-11 | 150,000 | $0.05 | 943,546 | No | 4 | X | Direct | |
Class A Common Stock | Disposition | 2013-11-11 | 50,000 | $9.91 | 893,546 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-12 | 50,000 | $10.16 | 843,546 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-13 | 50,000 | $10.28 | 793,546 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-11 | 150,000 | $0.05 | 150,000 | $0.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,050,000 | 2019-06-11 | No | 4 | X | Direct |
Footnotes
- Reflects the exercise of options in connection with transactions effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 11, 2013. The price per share for such transactions ranged from $9.77 to $10.10. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. The transactions on this line item were previously reported by the Reporting Person on a Form 4 filed on November 13, 2013.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 12, 2013. The price per share for such transactions ranged from $9.91 to $10.35. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. The transactions on this line item were previously reported by the Reporting Person on a Form 4 filed on November 13, 2013.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on November 13, 2013. The price per share for such transactions ranged from $10.12 to $10.39. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. The transactions on this line item were previously reported by the Reporting Person on a Form 4 filed on November 13, 2013.
- The options reported on this line vested in three equal installments on June 11, 2009, June 11, 2010 and June 11, 2011.