Filing Details
- Accession Number:
- 0001218025-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 18:40:26
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 18:40:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907649 | Fx Energy Inc | FXEN | Crude Petroleum & Natural Gas (1311) | 870504461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218025 | B Jerzy Maciolek | 3006 Highland Dr Ste 206 Salt Lake City UT 84106 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-15 | 31,204 | $3.38 | 317,069 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-01-04 | 4,000 | $0.00 | 313,069 | No | 5 | G | Direct | |
Common Stock | Disposition | 2013-11-18 | 4,150 | $3.27 | 308,919 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option | Acquisiton | 2013-11-15 | 62,407 | $3.38 | 62,407 | $3.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
62,407 | 2023-11-15 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 88,046 | Indirect | By 401(k) |
Footnotes
- This restricted stock award vests in three equal annual installments beginning November 15, 2014.
- Open market sale of common stock pursuant to a Rule 10b5-1 plan filed November 14, 2013.
- Includes 12,500 restricted shares that vest on December 21, 2013, 10,580 shares that vest on September 16, 2014, 20,795 shares that vest in two equal annual installments beginning November 15, 2014, and 31,204 shares that vest in three equal annual installments beginning November 15, 2014.
- This stock option vest in three equal annual installments beginning November 15, 2014.