Filing Details
- Accession Number:
- 0000950142-13-002274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 18:30:45
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 18:30:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1106636 | Joshua Harris | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | Senior Managing Director | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Shares | Disposition | 2013-11-14 | 172,165 | $30.18 | 1,751,088 | No | 4 | S | Indirect | See footnote |
| Class A Shares | Disposition | 2013-11-15 | 267,048 | $30.21 | 1,484,040 | No | 4 | S | Indirect | See footnote |
| Class A Shares | Disposition | 2013-11-18 | 116,278 | $30.35 | 1,367,762 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2013.
- By MJH Investments LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.26, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.59, inclusive.
Billionaire Hedge Funds
