Filing Details
- Accession Number:
- 0001437749-13-014984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 18:02:25
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 18:02:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1299139 | Tearlab Corp | TEAR | Surgical & Medical Instruments & Apparatus (3841) | 593434771 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310585 | Richard Lindstrom | 7360 Carroll Road Suite 200 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-19 | 34,193 | $0.00 | 33,762 | No | 5 | G | Indirect | See footnote |
Common Stock | Disposition | 2013-11-15 | 5,000 | $8.95 | 28,762 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 86,238 | Direct |
Footnotes
- Shares held by Lindstrom Family #2 Limited Partnership.
- The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Lindstrom Family #2 Limited Partnership on September 20, 2013.