Filing Details
- Accession Number:
- 0001225208-13-023827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 17:57:55
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 17:57:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6201 | Amr Corp | AAMRQ | Air Transportation, Scheduled (4512) | 751825172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1175928 | W Thomas Horton | 4333 Amon Carter Blvd. Fort Worth TX 76155 | Chairman,President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-14 | 72,486 | $11.96 | 1,049,544 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 34,755 | $11.96 | 1,084,299 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 28,881 | $11.96 | 1,113,180 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 21,862 | $11.96 | 1,135,042 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 11,813 | $11.96 | 1,146,855 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 1,330 | $11.72 | 1,145,525 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 23,855 | $11.70 | 1,121,670 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 33,971 | $11.73 | 1,087,699 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 30,060 | $0.00 | 30,060 | $7.26 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 24,300 | $0.00 | 24,300 | $6.58 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 24,300 | $0.00 | 24,300 | $6.58 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 23,260 | $0.00 | 23,260 | $7.01 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 23,260 | $0.00 | 23,260 | $7.01 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 23,260 | $0.00 | 23,260 | $7.01 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 22,110 | $0.00 | 22,110 | $8.20 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 22,110 | $0.00 | 22,110 | $8.20 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 22,110 | $0.00 | 22,110 | $8.20 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 22,110 | $0.00 | 22,110 | $8.20 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 22,110 | $0.00 | 22,110 | $8.20 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 29,170 | $0.00 | 29,170 | $4.53 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 29,170 | $0.00 | 29,170 | $4.53 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 29,170 | $0.00 | 29,170 | $4.53 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 29,170 | $0.00 | 29,170 | $4.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,040 | 2020-07-26 | No | 4 | M | Direct | |
| 0 | 2012-05-18 | 2021-05-18 | No | 4 | M | Direct |
| 0 | 2013-05-18 | 2021-05-18 | No | 4 | M | Direct |
| 0 | 2011-05-19 | 2020-05-19 | No | 4 | M | Direct |
| 0 | 2012-05-19 | 2020-05-19 | No | 4 | M | Direct |
| 0 | 2013-05-19 | 2020-05-19 | No | 4 | M | Direct |
| 0 | 2009-05-20 | 2018-05-20 | No | 4 | M | Direct |
| 0 | 2010-05-20 | 2018-05-20 | No | 4 | M | Direct |
| 0 | 2011-05-20 | 2018-05-20 | No | 4 | M | Direct |
| 0 | 2012-05-20 | 2018-05-20 | No | 4 | M | Direct |
| 0 | 2013-05-20 | 2018-05-20 | No | 4 | M | Direct |
| 0 | 2010-07-20 | 2019-07-20 | No | 4 | M | Direct |
| 0 | 2011-07-20 | 2019-07-20 | No | 4 | M | Direct |
| 0 | 2012-07-20 | 2019-07-20 | No | 4 | M | Direct |
| 0 | 2013-07-20 | 2019-07-20 | No | 4 | M | Direct |
Footnotes
- Shares sold by Mr. Horton were to cover his estimated tax liability for the shares acquired upon exercise of the SARs. Mr. Horton retained the remaining shares acquired upon exercise of the SARs.
- Excercisable in equal installments on 7/26/2011, 7/26/2012 and 7/26/2013.
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