Filing Details

Accession Number:
0001179110-13-016697
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-18 17:43:53
Reporting Period:
2013-11-08
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 17:43:53
Original Submission Date:
2013-11-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
947484 Arch Capital Group Ltd. ACGL Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227102 Constantine Iordanou Waterloo House, Ground Floor
100 Pitts Bay Road
Pembroke D0 HM 08
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share Disposition 2013-09-12 100 $0.00 455,555 No 5 G Direct
Common Shares, $.0033 Par Value Per Share Disposition 2013-11-08 15,000 $58.33 440,555 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $.0033 Par Value Per Share Stock Appreciation Right Disposition 2013-10-28 30,962 $0.00 30,962 $19.29
Common Shares, $.0033 Par Value Per Share Stock Appreciation Right Acquisiton 2013-10-28 30,962 $0.00 30,962 $19.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,521 2019-05-06 No 5 G Indirect
93,229 2019-05-06 No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share 83,333 Indirect By Limited Liability Company
Common Shares, $.0033 Par Value Per Share 116,613 Indirect By Limited Liability Company
Common Shares, $.0033 Par Value Per Share 11,616 Indirect By child
Series C Non-Cumulative Preferred Shares (Non-Convertible) 6,000 Direct
Series C Non-Cumulative Preferred Shares (Non-Convertible) 1,800 Indirect By spouse
Footnotes
  1. Represents a bona fide gift.
  2. Represents a weighted average sales price; the sales prices range from $58.30 to $58.43. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
  3. The share appreciation right became exercisable in three equal annual installments on May 6, 2010, May 6, 2011 and May 6, 2012.
  4. On October 28, 2013, 30,962 share appreciation rights (SARs) were distributed from the GRAT. Such SARs were previously reported as indirectly beneficially held by the GRAT. Following such distribution, the reporting person owns 93,229 SARs and 21,521 SARs are indirectly owned by the GRAT.
  5. In the Form 4 filed on November 12, 2013, in addition to this sale, the reporting person also reported the sale of 26,000 shares by the 2005 GRAT. In a corrective Form 5 filing on November 18, 2013, the reporting person reported that the GRAT expired on November 23, 2012 and that the shares held by the GRAT were equally distributed to trusts for the benefit of the reporting person's three daughters for which the reporting person is not a trustee. Accordingly, the sale by the trust shares on November 8, 2013 was not required to be reported; this corrective filing removes the sale of the 26,000 common shares from the filing.