Filing Details

Accession Number:
0001181431-13-059495
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-18 17:33:19
Reporting Period:
2013-11-15
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 17:33:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Commodity Contracts Brokers & Dealers (6221) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
315246 H Michael Steinhardt 650 Madison Avenue
17Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-15 835,000 $0.16 19,814,910 No 4 M Direct
Common Stock Disposition 2013-11-15 9,824 $13.60 19,805,086 No 4 F Direct
Common Stock Disposition 2013-11-18 292,121 $13.49 19,512,965 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-11-15 835,000 $0.00 835,000 $0.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-11-10 2014-11-09 No 4 M Direct
Footnotes
  1. Includes 6,144 shares of restricted stock awarded on July 24, 2013, vesting on July 24, 2014.
  2. The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.64, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.