Filing Details
- Accession Number:
- 0001209191-13-052880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 17:29:06
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 17:29:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
919956 | Diversicare Healthcare Services Inc. | DVCR | Services-Skilled Nursing Care Facilities (8051) | 621559667 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429866 | A. Chad Mccurdy | 1621 Galleria Blvd Brentwood TN 37027 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-14 | 3,425 | $5.06 | 121,325 | No | 4 | P | Indirect | Jointly Held with Spouse |
Common Stock | Acquisiton | 2013-11-15 | 3,675 | $5.17 | 125,000 | No | 4 | P | Indirect | Jointly Held with Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Jointly Held with Spouse |
No | 4 | P | Indirect | Jointly Held with Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 928 | Direct | |
Common Stock | 1,017,600 | Indirect | Owned by Marlin Capital Partners, LLC |
Common Stock | 5,000 | Indirect | Owned by Dependent Child |
Common Stock | 14,200 | Indirect | In IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Dividend Equivalent Rights on 2011 Restricted Stock | $0.00 | 1 | 11 | Direct | ||
Common Stock | Dividend Equivalent Rights on 2012 Restricted Stock | $0.00 | 2 | 17 | Direct | ||
Common Stock | Dividend Equivalent Rights on 2013 Restricted Stock | $0.00 | 4 | 11 | Direct | ||
Common Stock | Stock Settled Stock Appreciation Right | $5.45 | 2020-06-18 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Settled Stock Appreciation Right | $2.37 | 2019-03-13 | 1,000 | 1,000 | Direct | |
Common Stock | Stock Options (right to buy) | $10.80 | 2018-03-12 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1 | 11 | Direct | |
2 | 17 | Direct | |
4 | 11 | Direct | |
2020-06-18 | 1,000 | 1,000 | Direct |
2019-03-13 | 1,000 | 1,000 | Direct |
2018-03-12 | 15,000 | 15,000 | Direct |
Footnotes
- Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC.
- This reporting person disclaims beneficial ownership of shares held by his child except to the extent of his pecuniary interest therein.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 11, 2011 and will vest as the underlying shares vest.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2012 and will vest as the underlying shares vest.
- These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest.
- Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.