Filing Details
- Accession Number:
- 0001209191-13-052875
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 17:25:58
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 17:25:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371781 | World Energy Solutions Inc. | XWES | Services-Business Services, Nec (7389) | 043474959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1460439 | Philip Adams | 100 Front Street Worcester MA 01608 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-15 | 1,000 | $3.90 | 289,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The purchases of shares pursuant to this Form 4 were effected pursuant to a 10b-5 trading plan entered into by Mr. Adams on September 13, 2013.
- The number of securities beneficially owned following this reported transaction includes 75,000 shares of restricted stock, which have not yet fully vested. Mr. Adams received a grant on June 6, 2012 for 50,000 shares of restricted stock and a grant on February 7, 2013 for 25,000 shares of restricted stock. Both restricted stock grants vest 100% after four years from date of grant.
Billionaire Hedge Funds
