Filing Details
- Accession Number:
- 0001144204-13-062826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 17:13:15
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 17:13:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268529 | B Saul Rosenthal | C/O Oxford Lane Capital Corp. 8 Sound Shore Dr Suite 255 Greenwich CT 06830 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 7.50% Series 2023 Term Preferred Stock | Acquisiton | 2013-11-18 | 22,222 | $22.50 | 22,222 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Billionaire Hedge Funds
