Filing Details
- Accession Number:
- 0001247741-13-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 17:09:51
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 17:09:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1065049 | Leap Wireless International Inc | LEAP | Radiotelephone Communications (4812) | 330811062 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233214 | Jr J Robert Irving | C/O Leap Wireless International, Inc. 5887 Copley Drive San Diego CA 92111 | Chief Legal & Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-15 | 8,125 | $5.91 | 42,522 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 8,125 | $16.15 | 34,397 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-15 | 8,125 | $0.00 | 8,125 | $5.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,375 | 2022-11-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,219 | Indirect | by Trust |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on September 13, 2013, which plan is intended to comply with Rule 10b5-1.
- The sale prices for this transaction ranged from $16.08 to $16.1850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The option vests in four equal installments on November 14, 2013, November 14, 2014, November 14, 2015 and November 14, 2016, respectively.
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