Filing Details
- Accession Number:
- 0001209191-13-052821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 16:28:22
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 16:28:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1138942 | Advanced Technology Ventures Vii Lp | C/O Advanced Technology Venturers 500 Boylston Street, Suite 1380 Boston MA 02116 | No | No | Yes | No | |
1294513 | Atv Entrepreneurs Vii, L.p. | C/O Advanced Technology Venturers 500 Boylston Street, Suite 1380 Boston MA 02116 | No | No | Yes | No | |
1294525 | Advanced Technology Ventures Vii(B), L.p. | C/O Advanced Technology Venturers 500 Boylston Street, Suite 1380 Boston MA 02116 | No | No | Yes | No | |
1294527 | Advanced Technology Ventures Vii(C), L.p. | C/O Advanced Technology Venturers 500 Boylston Street, Suite 1380 Boston MA 02116 | No | No | Yes | No | |
1317308 | Atv Associates Vii, L.l.c. | C/O Advanced Technology Venturers 500 Boylston Street, Suite 1380 Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-14 | 4,025,000 | $12.22 | 3,876,221 | No | 4 | S | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Funds |
Footnotes
- Represents shares sold by the Funds (as hereafter defined) to certain underwriters in connection with a registered public offering. Advanced Technology Ventures VII, L.P. ("ATV VII") sold 3,778,002 shares. Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") sold 151,610 shares. Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") sold 72,872 shares. ATV Entrepreneurs VII, L.P. ("ATVE VII" and collectively with AVT VII, ATV VIIB and ATV VIIC, the "Funds") sold 22,516 shares.
- ATV VII holds 3,638,356 shares. ATV VIIB holds 146,004 shares. ATV VIIC holds 70,179 shares. ATVE VII holds 21,682 shares.
- The shares are held directly by the Funds. ATV Associates VII, L.L.C. is the general partner of ATV VII, ATV VIIB, ATV VIIC and ATVE VII. ATV Associates VII, L.L.C. and each of the other reporting persons disclaims beneficial ownership of the securities except to the extent of their respective pecuniary interest therein.