Filing Details
- Accession Number:
- 0000356028-13-000199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 16:08:29
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 16:08:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414334 | Peter Griffiths | One Ca Plaza Islandia NY 11749 | Evp & Grp Exec, Ent Sol & Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Acquisiton | 2013-11-14 | 63,989 | $21.78 | 112,491 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-11-14 | 50,250 | $22.81 | 162,741 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-11-14 | 32,976 | $25.24 | 195,717 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-11-14 | 20,619 | $24.41 | 216,336 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Disposition | 2013-11-14 | 143,316 | $32.71 | 73,020 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-11-14 | 50,250 | $0.00 | 50,250 | $22.81 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-11-14 | 63,989 | $0.00 | 63,989 | $21.78 |
| Common Stock, $0.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-11-14 | 32,976 | $0.00 | 32,976 | $25.24 |
| Common Stock, $0.10 Par Value | Employee Stock Option (right to buy) | Acquisiton | 2013-11-14 | 20,619 | $0.00 | 20,619 | $24.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,750 | 2018-05-26 | No | 4 | M | Direct | |
| 31,516 | 2018-06-14 | No | 4 | M | Direct | |
| 64,011 | 2019-05-22 | No | 4 | M | Direct | |
| 40,023 | 2019-05-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.10 Par Value | 435 | Indirect | 401(k) Plan |
Footnotes
- Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $32.70 to $32.72.
- The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the Canadian CA Savings Harvest Plan, a Deferred Profit Sharing Plan. Information presented as of September 30, 2013.
- The option becomes exercisable over three years as follows: 34% on May 26, 2012, 33% on May 26, 2013 and 33% on May 26, 2014.
- The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
- The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
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