Filing Details
- Accession Number:
- 0001140361-13-043329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 16:01:20
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 16:01:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1015370 | P L Capital Greenlight | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1040272 | Greenlight Capital Llc | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1052968 | Greenlight Capital Qualified, L.p. | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1079114 | Greenlight Capital Inc | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1240451 | David Einhorn | 140 East 45Th Street Floor 24 New York NY 10017 | No | No | Yes | Yes | |
1300763 | Dme Advisors, Lp | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1358081 | Dme Advisors Gp, L.l.c. | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1489932 | Dme Management Gp, Llc | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1489933 | Dme Capital Management, Lp | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No | |
1491193 | Partners Offshore Capital Greenlight | 140 East 45Th Street 24Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-11-18 | 849,900 | $17.00 | 1,663,830 | No | 4 | S | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-11-18 | 153,300 | $17.00 | 300,326 | No | 4 | S | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-11-18 | 1,496,800 | $17.00 | 2,912,455 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 750,000 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 794,376 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 312,482 | Indirect | See Footnote |
Footnotes
- David Einhorn is the senior managing member of Greenlight Capital, L.L.C. ("Greenlight LLC"), DME Advisors GP, LLC ("DME GP") and DME Management GP, LLC ("DME Management GP"), and the president of Greenlight Capital, Inc. ("Greenlight Inc."). DME GP is the general partner of DME Advisors, LP ("DME") and DME Capital Management, LP ("DME CM").
- One or more of the foregoing entities control the disposition and voting of shares of common stock, par value $0.001 per share (the "Common Stock"), of Einstein Noah Restaurant Group, Inc. ("Einstein Noah"), owned by one or more of the following entities: Greenlight Capital, L.P. ("Greenlight Fund"), Greenlight Capital Qualified, L.P. ("Greenlight Qualified"), Greenlight Capital Offshore Partners ("Greenlight Offshore"), Greenlight Capital (Gold), LP ("Greenlight Gold"), Greenlight Capital Offshore Master (Gold), Ltd. ("Greenlight Gold Offshore") and an account managed by DME (the "Managed Account," and, together with Greenlight Fund, Greenlight Qualified, Greenlight Offshore, Greenlight Gold, Greenlight Gold Offshore, Greenlight LLC, Greenlight Inc., DME GP, DME, DME Management GP and DME CM, the "Greenlight Parties"), in the respective capacities and quantities further described in the footnotes below.
- Pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Mr. Einhorn and the Greenlight Parties disclaim beneficial ownership of the Common Stock except to the extent of their respective pecuniary interests therein. The filing of this Form 4 shall not be construed as an admission that David Einhorn or any of the Greenlight Parties is or was for the purposes of Section 16(a) of the Act, or otherwise, the beneficial owner of any of the shares of Common Stock owned by Greenlight Fund, Greenlight Qualified, Greenlight Offshore, Greenlight Gold, Greenlight Gold Offshore, or the Managed Account.
- Greenlight LLC controls the voting and disposition of 1,663,830 shares of Common Stock through the account of Greenlight Qualified, of which Greenlight LLC is the general partner. As the senior managing member of Greenlight LLC, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Qualified.
- Greenlight LLC controls the voting and disposition of 300,326 shares of Common Stock through the account of Greenlight Fund, of which Greenlight LLC is the general partner. As the senior managing member of Greenlight LLC, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Fund.
- Greenlight Inc. controls the voting and disposition of 2,912,455 shares of Common Stock held by Greenlight Offshore. Greenlight Inc. is the investment manager of Greenlight Offshore. As the president and director of Greenlight Inc., Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Offshore.
- DME controls the voting and disposition of 750,000 shares of Common Stock through the Managed Account, for which DME serves as the investment manager. As the senior managing member of DME GP, which is the general partner of DME, Mr. Einhorn may be deemed to beneficially own the shares held by the Managed Account.
- DME Management GP controls the voting and disposition of 794,376 shares of Common Stock through the account of Greenlight Gold, of which DME Management GP is the general partner. As the senior managing member of DME Management GP, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Gold.
- DME CM controls the voting and disposition of 312,482 shares of Common Stock through the account of Greenlight Gold Offshore, of which DME CM is the investment manager. As the senior managing member of DME GP, which is the general partner of DME CM, Mr. Einhorn may be deemed to beneficially own the shares held by Greenlight Gold Offshore.