Filing Details
- Accession Number:
- 0001239242-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 15:32:58
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 15:32:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239242 | E Bryan Roberts | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-14 | 575,000 | $12.22 | 5,458,233 | No | 4 | S | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Funds |
Footnotes
- Represents shares sold by the Funds (as hereafter defined) to certain underwriters in connection with a registered public offering. Venrock Associates V, L.P. ("VA5") sold 518,822 shares. Venrock Partners V, L.P. ("VP5") sold 43,988 shares. Venrock Entrepreneurs Fund V, L.P. ("VEF5" and collectively with VA5 and VP5, the "Funds") sold 12,190 shares.
- VA5 holds 4,924,993 shares. VP5 holds 417,507 shares. VEF5 holds 115,733 shares.
- Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (together, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5, respectively, and have voting and investment power over the shares held by the Funds. Bryan E. Roberts is a member of each of the Venrock GP Entities and may be deemed to beneficially own all shares held by the Venrock Funds. Each of Dr. Roberts and the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.