Filing Details

Accession Number:
0001239242-13-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-18 15:32:58
Reporting Period:
2013-11-14
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 15:32:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1239242 E Bryan Roberts C/O Venrock
3340 Hillview Avenue
Palo Alto CA 94304
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-14 575,000 $12.22 5,458,233 No 4 S Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds
Footnotes
  1. Represents shares sold by the Funds (as hereafter defined) to certain underwriters in connection with a registered public offering. Venrock Associates V, L.P. ("VA5") sold 518,822 shares. Venrock Partners V, L.P. ("VP5") sold 43,988 shares. Venrock Entrepreneurs Fund V, L.P. ("VEF5" and collectively with VA5 and VP5, the "Funds") sold 12,190 shares.
  2. VA5 holds 4,924,993 shares. VP5 holds 417,507 shares. VEF5 holds 115,733 shares.
  3. Venrock Management V, LLC, VEF Management V, LLC and Venrock Partners Management V, LLC (together, the "Venrock GP Entities") are the sole general partners of VA5, VEF5 and VP5, respectively, and have voting and investment power over the shares held by the Funds. Bryan E. Roberts is a member of each of the Venrock GP Entities and may be deemed to beneficially own all shares held by the Venrock Funds. Each of Dr. Roberts and the Venrock GP Entities disclaims beneficial ownership of the shares held by the Funds, except to the extent of their respective indirect pecuniary interests therein.