Filing Details
- Accession Number:
- 0001127602-13-031902
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 15:11:27
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 15:11:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527527 | G. Michael Vale | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-15 | 6,154 | $84.40 | 8,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 4,425 | $129.81 | 4,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 329 | $129.81 | 3,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 100 | $129.81 | 3,798 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 600 | $129.81 | 3,198 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 300 | $129.82 | 2,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 400 | $129.82 | 2,498 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-15 | 7,276 | $76.80 | 9,774 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 3,526 | $129.81 | 6,248 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 3,250 | $129.82 | 2,998 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 400 | $129.82 | 2,598 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-15 | 100 | $129.83 | 2,498 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-15 | 6,154 | $0.00 | 6,154 | $84.40 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-15 | 7,276 | $0.00 | 7,276 | $76.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-12 | 2014-05-09 | No | 4 | M | Direct |
| 0 | 2006-05-10 | 2015-05-08 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
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