Filing Details
- Accession Number:
- 0000775158-13-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 14:54:27
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 14:54:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493403 | W. James Johnson | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp & Pres., Fire & Emerg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-15 | 5,000 | $32.10 | 24,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 5,000 | $50.80 | 19,696 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-15 | 20,000 | $28.73 | 39,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 20,000 | $50.56 | 19,701 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2013-11-15 | 5,000 | $0.00 | 5,000 | $32.10 |
| Common Stock | Options | Disposition | 2013-11-15 | 20,000 | $0.00 | 20,000 | $28.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2016-09-14 | No | 4 | M | Direct | |
| 0 | 2017-09-20 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $50.75 to $50.84. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $50.46 to $50.85. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Amount includes a total of 396.73 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/18/2013. Between 10/18/2013 and 11/18/2013, the reporting person acquired 4.27 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 09/14/2010.
- Options vest in one-third (1/3) annual increments commencing on 09/20/2011.
Billionaire Hedge Funds
