Filing Details
- Accession Number:
- 0001181431-13-059416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 12:44:27
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 12:44:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018113 | F Steven Kaplan | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-14 | 5,000 | $9.10 | 33,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 981 | $46.36 | 32,102 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-14 | 4,019 | $46.22 | 28,083 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 5,000 | $8.60 | 33,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 933 | $46.09 | 32,150 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-11-14 | 4,067 | $45.80 | 28,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Acquire | Disposition | 2013-11-14 | 5,000 | $0.00 | 5,000 | $9.10 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2013-11-14 | 5,000 | $0.00 | 15,000 | $8.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-03-10 | 2014-03-10 | No | 4 | M | Direct |
| 10,000 | 2004-06-03 | 2014-06-03 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 11/14/2013, ranging from $46.05 to $46.37.
- Represents the weighted average of sale prices on 11/14/2013, ranging from $45.66 to $46.10.
- All options vest immediately.
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