Filing Details

Accession Number:
0001179110-13-016628
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-18 12:11:22
Reporting Period:
2013-11-15
Filing Date:
2013-11-18
Accepted Time:
2013-11-18 12:11:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083301 Ikonics Corp IKNX Photographic Equipment & Supplies (3861) 410730027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571533 G. Karl Shaw 4832 Grand Avenue
Duluth MN 55807
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-15 2,400 $7.77 2,400 No 4 M Direct
Common Stock Disposition 2013-11-15 2,400 $16.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-11-15 2,400 $0.00 2,400 $7.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,600 2016-03-05 No 4 M Direct
Footnotes
  1. 1,666 of the option shares vested on August 15, 2012, 1,667 of the option shares will vest on August 15, 2013, and the remaining option shares will become exercisable on August 15, 2014.