Filing Details
- Accession Number:
- 0001180220-13-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-18 11:50:43
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-18
- Accepted Time:
- 2013-11-18 11:50:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 846901 | Lakeland Bancorp Inc | LBAI | State Commercial Banks (6022) | 222953275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238837 | Jr E Stewart Mcclure | C/O Lakeland Bancorp, Inc. 250 Oak Ridge Road Oak Ridge NJ 07438 | Reg Pres Of Lb / Sevp Of Lbai | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-14 | 40,000 | $5.06 | 123,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 40,000 | $11.85 | 83,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-15 | 7,700 | $5.06 | 91,366 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 7,700 | $11.77 | 83,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-14 | 40,000 | $5.06 | 40,000 | $5.06 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-15 | 7,700 | $5.06 | 7,700 | $5.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,430 | 2014-03-19 | No | 4 | M | Direct | |
| 69,730 | 2014-03-19 | No | 4 | M | Direct |
Footnotes
- D: Additionaly Mr. McClure owns 14,826 shares in a retirement account. I: Mr. McClure's wife owns 1,126 shares held as custodian for grandchildren.
- Stock Options were granted by Somerset Hills Bancorp and were transfered as part of the merger with Lakeland Bancorp, Inc. on May 31, 2013.
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