Filing Details

Accession Number:
0001191901-13-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 20:53:54
Reporting Period:
2013-11-13
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 20:53:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387874 T Geoffrey Grant C/O Cadiz Inc.
550 South Hope Street, Suite 2850
Los Angeles CA 90071
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-13 9,238 $5.22 57,682 No 4 P Direct
Common Stock Acquisiton 2013-11-14 6,997 $5.39 64,679 No 4 P Direct
Common Stock Acquisiton 2013-11-15 1,200 $5.50 65,879 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Includes 3,711 shares allocated to the Reporting Person under the Outside Director Compensation Plan for services rendered by the Reporting Person as a director of the Issuer for the 12 month period ended June 30, 2013, which shares will vest on January 31, 2014.