Filing Details
- Accession Number:
- 0001359804-13-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 20:25:51
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 20:25:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1557979 | David Zapolsky | Po Box 81226 Seattle WA 98108-1226 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-11-15 | 1,141 | $0.00 | 1,141 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-11-15 | 483 | $0.00 | 1,624 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-11-15 | 604 | $0.00 | 2,228 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-15 | 2,228 | $367.63 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2013-11-15 | 1,141 | $0.00 | 1,141 | $0.00 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2013-11-15 | 483 | $0.00 | 483 | $0.00 |
Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2013-11-15 | 604 | $0.00 | 604 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,142 | 2012-05-15 | 2014-02-15 | No | 4 | M | Direct |
483 | 2011-05-15 | 2014-02-15 | No | 4 | M | Direct |
12,169 | 2013-05-15 | 2018-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 67 | Indirect | Held by the reporting person's Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Converts into Common Stock on a one-for-one basis
- This award vests at the rate of 1,517 shares on May 15, 2012, August 15, 2012 and November 15, 2012, 1,518 shares on February 15, 2013, 1,141 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013 and 1,142 shares on February 15, 2014.
- This award vests at the rate of 37 shares May 15, 2011, August 15, 2011 and November 15, 2011, 35 shares on February 15, 2012, 603 shares on each of May 15, 2012, August 15, 2012, November 15, 2012 and February 15, 2013 and 483 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014.
- This award vests upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 604 shares on each of May 15, 2013, August 15, 2013 and November 15, 2013, 603 shares on February 15, 2014, 866 shares on each of May 15, 2014, August 15, 2014, November 15, 2014 and February 15, 2015, 573 shares on each of May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016, 451 shares on each of May 15, 2016, August 15, 2016 and November 15, 2016, 450 shares on February 15, 2017, 1,002 shares on each of May 15, 2017, August 15, 2017 and November 15, 2017 and 1,001 shares on February 15, 2018.