Filing Details
- Accession Number:
- 0001494729-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 19:32:19
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 19:32:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318605 | Tesla Motors Inc | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314917 | T Stephen Jurvetson | C/O Draper Fisher Jurvetson 2882 Sand Hill Road Suite 150 Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-13 | 33,333 | $6.63 | 33,333 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-13 | 16,666 | $30.08 | 49,999 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-13 | 6,944 | $29.66 | 56,943 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-13 | 5,333 | $29.66 | 62,276 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-13 | 16,666 | $28.43 | 78,942 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-13 | 77,942 | $140.31 | 1,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-13 | 1,000 | $141.11 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-13 | 33,333 | $0.00 | 33,333 | $6.63 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-13 | 16,666 | $0.00 | 16,666 | $28.43 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-13 | 6,944 | $0.00 | 6,944 | $29.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-13 | 5,333 | $0.00 | 5,333 | $29.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-13 | 16,666 | $0.00 | 16,666 | $30.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-25 | 2016-12-03 | No | 4 | M | Direct |
0 | 2021-06-13 | No | 4 | M | Direct | |
38,390 | 2019-06-12 | No | 4 | M | Direct | |
33,057 | 2019-06-12 | No | 4 | M | Direct | |
0 | 2019-06-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,776 | Indirect | by DFJ Fund VIII LP |
Common Stock | 373 | Indirect | by DFJ Part VIII LLC |
Common Stock | 43,497 | Indirect | by Trust |
Footnotes
- The reporting person held the option as a nominee of Draper Fisher Jurvetson Fund VIII Partners, L.P and, at the direction of Draper Fisher Jurvetson Fund VIII Partners, L.P, exercised the option and sold the shares of common stock received upon such exercise, with the proceeds from such sale going to Draper Fisher Jurvetson Fund VIII Partners, L.P. in accordance with its partnership agreement.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.03 to $140.97, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.05 to $141.18, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.
- These shares are owned directly by Draper Fisher Jurvetson Fund VIII Partners, L.P.
- These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.
- 1/4th of the shares subject to the option first become vested and exercisable on the date listed and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
- On November 8, 2013, the option, which has been previously reported on a Form 4 filed with the Securities and Exchange Commission on June 15, 2011, was transferred to the reporting person from Draper Fisher Jurvetson Fund VIII Management Company, LLC with no change to the reporting person's pecuniary interest in such options.
- 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant.
- 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015.
- 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary of the date of grant, such that all shares subject to the option shall be fully vested and exercisable by the third anniversary of the grant date.