Filing Details

Accession Number:
0001494729-13-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 19:32:19
Reporting Period:
2013-11-13
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 19:32:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1318605 Tesla Motors Inc TSLA Motor Vehicles & Passenger Car Bodies (3711) 912197729
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314917 T Stephen Jurvetson C/O Draper Fisher Jurvetson
2882 Sand Hill Road Suite 150
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-13 33,333 $6.63 33,333 No 4 M Direct
Common Stock Acquisiton 2013-11-13 16,666 $30.08 49,999 No 4 M Direct
Common Stock Acquisiton 2013-11-13 6,944 $29.66 56,943 No 4 M Direct
Common Stock Acquisiton 2013-11-13 5,333 $29.66 62,276 No 4 M Direct
Common Stock Acquisiton 2013-11-13 16,666 $28.43 78,942 No 4 M Direct
Common Stock Disposition 2013-11-13 77,942 $140.31 1,000 No 4 S Direct
Common Stock Disposition 2013-11-13 1,000 $141.11 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-13 33,333 $0.00 33,333 $6.63
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-13 16,666 $0.00 16,666 $28.43
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-13 6,944 $0.00 6,944 $29.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-13 5,333 $0.00 5,333 $29.66
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-11-13 16,666 $0.00 16,666 $30.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-06-25 2016-12-03 No 4 M Direct
0 2021-06-13 No 4 M Direct
38,390 2019-06-12 No 4 M Direct
33,057 2019-06-12 No 4 M Direct
0 2019-06-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,776 Indirect by DFJ Fund VIII LP
Common Stock 373 Indirect by DFJ Part VIII LLC
Common Stock 43,497 Indirect by Trust
Footnotes
  1. The reporting person held the option as a nominee of Draper Fisher Jurvetson Fund VIII Partners, L.P and, at the direction of Draper Fisher Jurvetson Fund VIII Partners, L.P, exercised the option and sold the shares of common stock received upon such exercise, with the proceeds from such sale going to Draper Fisher Jurvetson Fund VIII Partners, L.P. in accordance with its partnership agreement.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.03 to $140.97, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.05 to $141.18, inclusive. The reporting person undertakes to provide Tesla Motors, Inc., any security holder of Tesla Motors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. These shares are owned directly by Draper Fisher Jurvetson Fund VIII, L.P.
  5. These shares are owned directly by Draper Fisher Jurvetson Fund VIII Partners, L.P.
  6. These shares are held directly by the Steve and Karla Jurvetson Living Trust dated August 27, 2002.
  7. 1/4th of the shares subject to the option first become vested and exercisable on the date listed and 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter.
  8. On November 8, 2013, the option, which has been previously reported on a Form 4 filed with the Securities and Exchange Commission on June 15, 2011, was transferred to the reporting person from Draper Fisher Jurvetson Fund VIII Management Company, LLC with no change to the reporting person's pecuniary interest in such options.
  9. 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant.
  10. 1/24th of the shares granted shall become vested and exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the Option shall be fully vested and exercisable by June 8, 2015.
  11. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary of the date of grant, such that all shares subject to the option shall be fully vested and exercisable by the third anniversary of the grant date.