Filing Details
- Accession Number:
- 0000919574-13-006733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 19:28:35
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 19:28:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891288 | Questcor Pharmaceuticals Inc | QCOR | Pharmaceutical Preparations (2834) | 330476164 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278388 | C Neal Bradsher | C/O Broadwood Capital Inc. 724 Fifth Avenue, 9Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-14 | 15,000 | $0.90 | 19,183 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-14 | 25,000 | $0.83 | 44,183 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-14 | 15,000 | $62.31 | 29,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-14 | 25,000 | $62.46 | 4,183 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | OPTION TO PURCHASE COMMON SHARES | Disposition | 2013-11-14 | 15,000 | $0.00 | 15,000 | $0.90 |
Common Shares | OPTION TO PURCHASE COMMON SHARES | Disposition | 2013-11-14 | 25,000 | $0.00 | 25,000 | $0.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-03-25 | No | 4 | M | Direct | |
0 | 2014-03-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,796,660 | Indirect | Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | OPTION TO PURCHASE COMMON SHARES | $34.86 | 2023-05-24 | 9,203 | 9,203 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $40.37 | 2022-05-09 | 15,214 | 15,214 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $14.73 | 2020-12-31 | 17,500 | 17,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $14.73 | 2020-12-31 | 15,000 | 15,000 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $4.75 | 2019-12-31 | 17,500 | 17,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $4.75 | 2019-12-31 | 15,000 | 15,000 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $9.31 | 2018-12-31 | 32,500 | 32,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $5.77 | 2017-12-31 | 32,500 | 32,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $1.47 | 2016-12-31 | 32,500 | 32,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $1.04 | 2015-12-31 | 32,500 | 32,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $0.53 | 2014-12-31 | 32,500 | 32,500 | Direct | |
Common Shares | OPTION TO PURCHASE COMMON SHARES | $0.84 | 2014-05-16 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-05-24 | 9,203 | 9,203 | Direct |
2022-05-09 | 15,214 | 15,214 | Direct |
2020-12-31 | 17,500 | 17,500 | Direct |
2020-12-31 | 15,000 | 15,000 | Direct |
2019-12-31 | 17,500 | 17,500 | Direct |
2019-12-31 | 15,000 | 15,000 | Direct |
2018-12-31 | 32,500 | 32,500 | Direct |
2017-12-31 | 32,500 | 32,500 | Direct |
2016-12-31 | 32,500 | 32,500 | Direct |
2015-12-31 | 32,500 | 32,500 | Direct |
2014-12-31 | 32,500 | 32,500 | Direct |
2014-05-16 | 7,500 | 7,500 | Direct |
Footnotes
- This constitutes the weighted average sale price. The prices range from $62.31 to $62.39. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- This constitutes the weighted average sale price. The prices range from $62.46 to $62.54. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- These securities are owned by Neal C. Bradsher, who is the Reporting Person.
- The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- Includes a restricted stock award of 4,183 shares granted to Neal C. Bradsher on May 24, 2013 under the Questcor Pharmaceuticals, Inc. (the "Company") 2006 Equity Incentive Award Plan, and that were inadvertently omitted from Form 4 filings made by Broadwood Partners, L.P. on June 17th, 2013 and November 13th, 2013. The shares will vest in full upon the earlier to occur of (i) May 24th, 2014 or (ii) the Company's 2014 Annual Shareholders' Meeting.
- These options are currently exercisable.
- Options granted under the Questcor Pharmaceuticals, Inc. 1992 Employee Stock Option Plan.
- These options vest in equal monthly installments over one year from the time of the grant.
- These options vest monthly over 48 months from the time of the grant.