Filing Details
- Accession Number:
- 0001209191-13-052626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 18:51:22
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 18:51:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428264 | S Mark Kopaskie | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-14 | 5,000 | $24.91 | 14,093 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 5,000 | $36.90 | 9,093 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-15 | 9,212 | $24.91 | 18,305 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-15 | 9,212 | $37.01 | 9,093 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-11-14 | 5,000 | $24.91 | 5,000 | $24.91 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-11-15 | 9,212 | $24.91 | 9,219 | $24.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,700 | 2011-04-25 | 2020-01-25 | No | 4 | M | Direct |
| 53,488 | 2012-01-25 | 2020-01-25 | No | 4 | M | Direct |
Footnotes
- This is the weighted average of the price traded. The high was $37.00 and the low was $36.8945.
- This is the weighted average of the price traded. The high was $37.01719 and the low was $37.007939.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Billionaire Hedge Funds
