Filing Details

Accession Number:
0000794367-13-000170
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 17:55:59
Reporting Period:
2013-11-15
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 17:55:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
794367 Macy's Inc. M Retail-Department Stores (5311) 133324058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184471 J Terry Lundgren C/O Macy'S, Inc.
7 West Seventh Street
Cincinnati OH 45202
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-15 275,000 $25.01 973,087 No 4 M Direct
Common Stock Disposition 2013-11-15 275,000 $50.71 698,087 No 4 S Direct
Common Stock Disposition 2013-07-19 61,215 $0.00 0 No 4 G Indirect By GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 G Indirect By GRAT
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2013-11-15 275,000 $0.00 275,000 $25.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-03-26 2014-03-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,346 Indirect By 401(k) Plan
Footnotes
  1. On June 29, 2010, the reporting person contributed 121,612 shares to a grantor retained annuity trust ("GRAT"). Upon termination of the reporting person's GRAT, 61,215 shares were transferred as a gift on July 19, 2013. The remaining shares in the GRAT were previously distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
  2. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of November 14, 2013 by $50.68, the stock price of such date.