Filing Details
- Accession Number:
- 0000950103-13-006687
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 17:29:41
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 17:29:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283713 | Deborah Hayward | Ultra Clean Holdings, Inc 26462 Corporate Ave Hayward CA 94545 | Sr Vice President, Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-13 | 4,251 | $7.00 | 63,696 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-13 | 4,251 | $10.00 | 59,445 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-14 | 26,999 | $7.00 | 86,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-14 | 26,999 | $10.00 | 59,445 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Employee Stock Option (right to buy) | Disposition | 2013-11-13 | 4,251 | $0.00 | 4,251 | $7.00 |
| Common Stock | Non-Qualified Employee Stock Option (right to buy) | Disposition | 2013-11-14 | 26,999 | $0.00 | 26,999 | $7.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,999 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
| 0 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
Footnotes
- Option became exercisable over 4 years from the date of grant (3/24/2004), with 25% becoming excercisable after the first year and monthly thereafter.
Billionaire Hedge Funds
