Filing Details
- Accession Number:
- 0001534158-13-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:59:54
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:59:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1479548 | V John Hulle Van | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp, President Of Global Color | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-14 | 10,733 | $14.81 | 10,733 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-14 | 6,966 | $30.78 | 3,767 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2013-11-14 | 7,767 | $14.61 | 11,534 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-14 | 5,006 | $30.78 | 6,528 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-11-14 | 6,528 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2013-11-14 | 6,528 | $0.00 | 57,803 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2013-11-14 | 30,000 | $30.88 | 27,803 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2013-11-14 | 10,733 | $0.00 | 10,733 | $14.81 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-14 | 7,767 | $0.00 | 7,767 | $14.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,367 | 2021-02-16 | No | 4 | M | Direct | |
15,533 | 2022-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000 | Indirect | Cust of UGMA Acct |
Common Stock | 10,000 | Indirect | by Daughter |
Footnotes
- This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.
- The sale price is a weighted average for the sale transaction. The sales prices range from a low of $30.82 per share to a high of $30.99. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
- The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
- SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.