Filing Details

Accession Number:
0001181431-13-059264
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-15 17:02:18
Reporting Period:
2013-11-13
Filing Date:
2013-11-15
Accepted Time:
2013-11-15 17:02:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273813 Assured Guaranty Ltd AGO Surety Insurance (6351) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539875 Howard Albert 31 West 52Nd Street
New York NY 10019
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-11-13 50,000 $18.00 153,916 No 4 M Direct
Common Shares Disposition 2013-11-13 43,872 $23.31 110,044 No 4 F Direct
Common Shares Acquisiton 2013-11-14 6,128 $23.55 116,172 No 4 I Direct
Common Shares Disposition 2013-11-14 6,128 $23.66 110,844 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 I Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Options to Acquire Common Shares Disposition 2013-11-13 50,000 $0.00 50,000 $18.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-27 No 4 M Direct
Footnotes
  1. Represents the payment of the exercise price and withholding taxes for an employee stock option through the attestation of previously owned shares.
  2. The price is equal to the fair market value of the Comon Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.
  3. This acquisition reflects an irrevocable election under a supplemental executive retirement plan ("SERP") to have account balances transferred to the employer stock fund. Account balances in the employer stock fund are payable solely in Common Shares of the Company following the reporting person's termination of employment with the Company or disability (or in the case of a hardship, if approved by the Compensation Committee) in accordance with the terms of the SERP and may not be transferred into an alternative investment account.
  4. Total includes 800 shares purchased on 06/30/2013 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
  5. Options vested as follows: 1/3 on 04/27/2005, 1/3 on 04/27/2006 and 1/3 on 04/27/2007.