Filing Details
- Accession Number:
- 0001140361-13-043177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:56:13
- Reporting Period:
- 2013-11-13
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:56:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70487 | National Research Corp | NRCIA/B | Services-Commercial Physical & Biological Research (8731) | 470634000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248110 | N John Nunnelly | P.o. Box 2175 Amherst MA 01004 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2013-11-13 | 1,697 | $16.18 | 5,597 | No | 4 | M | Direct | |
| Class B Common Stock | Disposition | 2013-11-13 | 1,697 | $33.64 | 3,900 | No | 4 | S | Direct | |
| Class B Common Stock | Acquisiton | 2013-11-14 | 108 | $16.18 | 4,008 | No | 4 | M | Direct | |
| Class B Common Stock | Disposition | 2013-11-14 | 108 | $33.50 | 3,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-11-13 | 1,697 | $0.00 | 1,697 | $16.18 |
| Class B Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-11-14 | 108 | $0.00 | 108 | $16.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,303 | 2008-05-03 | 2017-05-03 | No | 4 | M | Direct |
| 4,195 | 2008-05-03 | 2017-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 23,400 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Director Stock Option (Right to Buy) | $7.20 | 2008-05-03 | 2017-05-03 | 36,000 | 36,000 | Direct |
| Class A Common Stock | Director Stock Option (Right to Buy) | $8.49 | 2009-05-02 | 2018-05-02 | 36,000 | 36,000 | Direct |
| Class A Common Stock | Director Stock Option (Right to Buy) | $7.78 | 2010-05-08 | 2019-05-08 | 36,000 | 36,000 | Direct |
| Class A Common Stock | Director Stock Option (Right to Buy) | $7.61 | 2011-05-07 | 2020-05-07 | 36,000 | 36,000 | Direct |
| Class A Common Stock | Director Stock Option (Right to Buy) | $9.73 | 2012-05-06 | 2021-05-06 | 36,000 | 36,000 | Direct |
| Class A Common Stock | Director Stock Option (Right to Buy) | $13.81 | 2013-05-11 | 2022-05-11 | 36,000 | 36,000 | Direct |
| Class A Common Stock | Director Stock Option (Right to Buy) | $16.89 | 2014-05-09 | 2023-05-09 | 36,000 | 36,000 | Direct |
| Class B Common Stock | Director Stock Option (Right to Buy) | $18.11 | 2009-05-02 | 2018-05-02 | 6,000 | 6,000 | Direct |
| Class B Common Stock | Director Stock Option (Right to Buy) | $17.06 | 2010-05-08 | 2019-05-08 | 6,000 | 6,000 | Direct |
| Class B Common Stock | Director Stock Option (Right to Buy) | $16.80 | 2011-05-07 | 2020-05-07 | 6,000 | 6,000 | Direct |
| Class B Common Stock | Director Stock Option (Right to Buy) | $19.98 | 2012-05-06 | 2021-05-06 | 6,000 | 6,000 | Direct |
| Class B Common Stock | Director Stock Option (Right to Buy) | $26.10 | 2013-05-11 | 2022-05-11 | 6,000 | 6,000 | Direct |
| Class B Common Stock | Director Stock Option (Right to Buy) | $30.72 | 2014-05-09 | 2023-05-09 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-05-03 | 36,000 | 36,000 | Direct |
| 2018-05-02 | 36,000 | 36,000 | Direct |
| 2019-05-08 | 36,000 | 36,000 | Direct |
| 2020-05-07 | 36,000 | 36,000 | Direct |
| 2021-05-06 | 36,000 | 36,000 | Direct |
| 2022-05-11 | 36,000 | 36,000 | Direct |
| 2023-05-09 | 36,000 | 36,000 | Direct |
| 2018-05-02 | 6,000 | 6,000 | Direct |
| 2019-05-08 | 6,000 | 6,000 | Direct |
| 2020-05-07 | 6,000 | 6,000 | Direct |
| 2021-05-06 | 6,000 | 6,000 | Direct |
| 2022-05-11 | 6,000 | 6,000 | Direct |
| 2023-05-09 | 6,000 | 6,000 | Direct |
Footnotes
- On May 22, 2013, the Issuer completed a recapitalization pursuant to which it, among other things, issued a stock dividend of three shares of class A common stock for each share of then-existing common stock and reclassified each share of its then-existing common stock as one-half of one share of class B common stock. All fractional shares of class B common stock were cashed-out in the recapitalization. In connection with the recapitalization, the exercise prices of outstanding options were equitably adjusted to prevent the dilution or enlargement of the benefits intended to be provided.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $33.50 to $34.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
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