Filing Details
- Accession Number:
- 0000950142-13-002267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-15 16:37:02
- Reporting Period:
- 2013-11-14
- Filing Date:
- 2013-11-15
- Accepted Time:
- 2013-11-15 16:37:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172252 | N Andrew Schiff | 888 Seventh Avenue Thirtieth Floor New York NY 10106 | Yes | No | Yes | No | |
1250195 | Steve Elms | 888 Seventh Avenue Thirtieth Floor New York NY 10106 | No | No | Yes | No | |
1297291 | J Dennis Purcell | 888 Seventh Avenue Thirtieth Floor New York NY 10106 | No | No | Yes | No | |
1444717 | Aisling Capital Iii Lp | 888 Seventh Avenue Thirtieth Floor New York NY 10106 | No | No | Yes | No | |
1532634 | Aisling Capital Partners Iii Lp | 888 Seventh Avenue Thirtieth Floor New York NY 10106 | No | No | Yes | No | |
1532635 | Aisling Capital Partners Iii Llc | 888 Seventh Avenue Thirtieth Floor New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-14 | 575,000 | $12.22 | 3,597,742 | No | 4 | S | Indirect | By Aisling Capital III, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Aisling Capital III, LP |
Footnotes
- The shares are directly held by Aisling Capital III, LP ("Aisling") and are indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III, LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling Partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners, and the Managers share voting and dispositive power over the shares directly held by Aisling. Dr. Andrew Schiff is a member of the Board of Directors of Zeltiq Aesthetics, Inc.